Alternatives: Hedge Funds, Funds of Hedge Funds, Private Equity, Real Estate, Commodities
Global Leadership and Management Responsibilities
Senior leadership, management and advisory roles in the Global Asset Management industry with investment teams, business development, client service teams and investment business functional teams located in and under the regulatory regimes of:
Beijing
Hong Kong
Singapore
Melbourne
Sao Paulo
United States
United Kingdom
Europe
Middle East
Tokyo
Process and Skill-Set Focus:
Investment Roles, Functions, Processes and Skill-Sets
Risk Management
Investment Committee Process Management and Decision-making
Research
Portfolio Management
Trading
Qualitative and Quantitative Analysis
“Investment Business Management” Roles, Functions, Processes and Skill-Sets
Middle and Back Office Operations
Human Resources
Communications
Third-Party Service Providers
Legal
Compliance
Technology
Finance
Marketing and Client Service
Asset Management Industry “Best Practices”
Firm and Fund Governance
Firm and Fund Transparency
Investment Functions
Investment Committee Decision-making and Monitoring
Investment Business Management Support Functions
Investor Relations
3rd Party Service Providers
Firms, Roles, Responsibilities, Asset Classes; Financial Services: 37 Years of Service, 1985 to Present
Managing Member, Investment Business Advisors LLC – 2011 to Present
Managing Director & Chief Operating Officer, Arden Asset Management LLC (Fund of Hedge Funds) New York – 2007 to 2010
Managing Director/Chief Operating Officer, Legg Mason International Equities (Emerging Market Equities) London and New York -2005 to 2007
Managing Director, Investment Business Management, Citigroup Asset Management (Global & European Equity and Fixed Income and Emerging Markets Equities) London – 2004-2005
Managing Director & Chief Operating Officer, American Century Investment Management (Equities and Fixed Income) Kansas City, MO – 1998-2004
Advisor, Landmark Partners (Private Equity and Real Estate Equity Funds) Simsbury, CT – 1997 -1998
Other CIGNA Roles: Senior Vice President, CIGNA Service Company, Director Human Resources, Director, Planning and Control Bloomfield & Hartford, CT – 1977 -1985